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π **Category**: AI,Government & Policy,Media & Entertainment,AI policy,AI regulation,Elon Musk,Equity podcast,Jill Lepore,sam altman
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In her upcoming book βThe Rise and Fall of the Artificial State,β Jill Lepore warns that tech companies are increasingly replacing the functions of democratic government. This shift, she said, marks βa return to tyranny and mystification in the form of rule by algorithms, corporations, machines.β
On the latest episode of TechCrunchβs Equity podcast, I spoke to Lepore β a Harvard historian and New Yorker staff writer who recently won a Pulitzer Prize for her history of the U.S. Constitution β about the development of what she described as βthe idea that we should live under an artificial state or government by machines.β
βIβm not anti-technologist,β Lepore insisted. Instead, she said, βMy beef is the ways in which private corporations have increasingly taken on the functions of the state.β
While Leporeβs book examines technocratic philosophies that go back centuries, she argued that many of Silicon Valleyβs βcharismatic or not-so-charismatic leadersβ β especially Elon Musk β seem to be ushering in a future pulled from misread pulp science fiction and comic books.
βBut whatβs funny about Musk is, the stuff he likes actually completely defeats and defies all of his political beliefs,β she said.
Our conversation also covered Appleβs famous β1984β Macintosh ad, why itβs βbananasβ to call Twitter a digital town hall, and the current data center backlash. Keep reading for highlights, edited for length and clarity.
So youβve probably had to do this a lot already, but can you explain what you mean by the βartificial stateβ?Β
By the artificial state, I mean a kind of state that is replacing the liberal democratic nation-state in the United States and around the world. Itβs both a real thing, a construct, but itβs also an idea.Β
And so, in this book βThe Rise and Fall of the Artificial State,β I trace the rise of the idea that we should live under an artificial state or government by machines. I also trace the notion that this is an inevitable failure, that the artificial state cannot survive, and I trace that idea through science fiction.Β
At one point, you say the rise of the artificial state marks the end of centuries of democracy and equal rights, and itβs βa return to tyranny and mystification in the form of rule by algorithms, corporations, machines.β Can you just say a little bit more about why you see it in such stark terms?Β
Yeah, I do have a pretty negative view of it, and I think itβs important to distinguish the artificial state from technology itself or modes of technology. Iβm not an anti-technologist. Iβm married to a computer scientist. Iβm really excited about all kinds of intellectual revolutions that weβre in the midst of right now.
Thatβs not my beef, right? My beef is the ways in which private corporations have increasingly taken on the functions of the state. No one consented to that. This has been a kind of gradual, largely accidental transformation of how many nation-states around the world work β itβs happened first in the United States.Β
I think often these innovations in bringing new technologies to the operations of government have been extremely well intentioned; they originate with an interest in efficiency and speed and cheapness. And then, I think, only in the last 20, 25 years or so have these decisions been purposeful and deliberate as a kind of usurpation of the role of the nation-state.
And thatβs not my speculation. You hear a lot of a lot of very prominent tech entrepreneurs talk about wanting to move beyond the era of the nation-state. [β¦] A lot of futurists in the β90s were libertarians, and they had a specific interest in using the advance of the internet and the successive innovations that followed as a means to eradicate the nation-state.
You talk about, on the one hand, the technologies themselves, and then also the philosophies behind them, the role the corporation has increasingly played. Iβm curious to what extent we can separate them. Can we actually have a version of the internet and of social media that doesnβt necessarily lead to this future that it seems like weβre [currently] hurtling towards?
Absolutely. Iβm a historian. Iβm not a tech writer. Iβm not a tech journalist. Iβm not a computer scientist. Iβm a historian, and Iβm chiefly a political historian, though Iβm also a literary historian. And so, one of the things that Iβm really interested in unraveling for readers in this book is all the what-ifs, all the alternatives, the paths along the road that were not taken and why.Β
There was, of course, a really avid discussion in the 1990s about what the internet should look like when it was opened up, and what we ended up with, the 1996 Telecommunications Act β I think, a lot of people would say [that] just was a mistake, not an act of sinister intent, right?
But it was a product of a particular political moment, really was deeply influenced by Newt Gingrich and his Contract with America, and itβs been very difficult to revisit. I think itβs worth thinking about what were the alternatives that were in play at the time.
And you could say the same thing about the personal computer. So to the degree that we can locate an origin point for the promise that better computer technology would make for better democracies, I think the moment you would first look to would be January 1984, that Super Bowl ad that Apple ran for the release of the Macintosh, with the the sort of George Orwell, 1984 [theme]. Apple was really big on the idea that mainframe computers represented totalitarianism. They were trying to dismantle the giant gray IBM machines, as in representing them in that ad as a totalitarian state. And the lithe, beautiful, quick, adorable, personal Macintosh would be the ax that would destroy that machine and would usher in a new era in which β1984 would not be β1984.ββ
That was clever advertising. I doubt that anybody at Apple really believed the personal computer was going to be an instrument of personal liberation. I mean, it was going to make possible a lot of cool things. I remember when I got my first Macintosh β it certainly wasnβt 1984, but it was really cool, it was really fun, it was really exciting, I did a lot of things on it. It would never occur to me that it was improving my capacity for citizenship or my ability to function better in civil society. It was a cool tool.
But if you wind the reel forward in time, down to 2026 β stops along the way include the 2016 election when Facebook News, in response to its critics, establishes a Supreme Court. You get to last year, when Anthropic hired a moral philosopher to write a constitution. You get to recently, when Sam Altman was on Joe Rogan and said [in response to a question from Rogan], βOh, an AI president would be a great idea.β
In some ways, theyβre silly examples. But you see the ways in which these corporations, these tech companies from Silicon Valley, and especially their charismatic or not-so-charismatic leaders, are just taking on the trappings of the nation-state and the functions of democracy.Β
Theyβre not people with a sophisticated political philosophy, but itβs like a cartoon version of that 1984 Macintosh ad, except that it takes itself so seriously. And these companies have so much power.
But that said, the book doesnβt begin in 1984. I just think thatβs a good example of our modern era and the way a fun advertising campaign turns into a kind of delusional fantasy on the part of people like Sam Altman.
You [also] talk about the promise of the quote-unquote βTwitter revolution,β and this idea that it would bring democracy everywhere. I canβt help but let that color the way I [react] when Sam Altman or some other AI CEO now says that AI is going to bring all these incredible gifts β and therefore, if you stand in the way, youβre standing in the way of progress, in the way of history.
To what extent should we just dismiss all these claims out of hand, or are there ways that it might come true?
I mean, Twitter is actually a good example, right? When it was launched, when Jack Dorsey started it, it didnβt announce itself as, βWeβre going to save humanity, weβre going to rescue human civilization from extinction.β It was kind of a goof, and I think people that used Twitter really early on were like, βYou know what? It was actually really fun.β It was like, βI made a tuna fish sandwich today. What did you have for lunch?β Twitter as a company did not launch itself on a stage saying, βWeβre here to save democracy.β
And really, what happened was that politicians, elected officials began using Twitter in ways that enhanced their political power, in ways that amplified their messages, in ways that allowed them to reach a younger audience, in ways that allowed them to have a constant connection with an audience. Politicians and political campaigns really kind of convinced Twitter β at least insofar as I see them, I donβt have an inside account of the companyΒ β but somewhat begrudgingly, Twitter came around to like, βTwitterβs gotten so big, and people post about politics so often that itβs almost like Twitter is a town hall.β
By the time you get to, I think itβs 2012 β many years into Twitterβs fairly short historyΒ β they publish this thing called the Twitter Politics and Elections Handbook, which is really a guide for political candidates and elected officials and how to most effectively use Twitter. And then they begin the rollout of, βItβs a town hall in your pocket, and itβs improving our democracies because weβre restoring the defunct New England town meeting,β and thatβs all just bananas.
Objectively, nothing could be further from the truth. At that time, one in five Americans had a Twitter account. Most people who had Twitter accounts had never used them, and above 90% of all tweets about politics were posted by fewer than 10% of the people that did use Twitter all the time. There was no way in which Twitter was a representation of the electorate. Twitter was a representation of the most extreme, politically active, hyper-partisan among Americans, who were following politics really avidly. Looking at it now, we can see, βWell, thatβs really just a distortion machine. And if politicians are using it to gauge the electorate, theyβre getting really bad information.β
Again, you can say Twitter was not trying to participate in the artificial state or undermine democracy. Twitter is trying to do business and get more users and sell more whatever. But it had these unintended consequences that then it sort of settles into and becomes comfortable with.Β
I want to talk a little bit more about the structure of the book. Like you said, it starts with this history of technology, history of ideas, and the second half is about science fiction. Can you say more about how that structure came to you and why you wanted to address things that way?Β
I became really interested, on the one hand, in how often science fiction stories predict the arrival of what I then came to call the artificial state, and so I really wanted to identify a literary tradition that I think of as the parable of the artificial state, in which machines get more and more sophisticated, they take over more and more of the functions of humans, including the functions of government, and eventually they come to rule the humans, and then maybe they destroy all the humans because they donβt really need them anymore.
Maybe they just enslave them, it kind of depends. Are we in βThe Terminatorβ or are we in βBattlestar Galacticaβ? Thereβs different versions, and these stories go way back. They go back to the 1850s and the early decades of rumination about the consequences of industrialism.
I think a lot of people β this is certainly true of my students, my undergraduates β really believe that technological change equals progress. And not only that, but the only kind of progress is technological change. Thatβs a novelty in human history. Thatβs an intellectual invention of the 19th century, and it is partly because technological change was accelerating right at the time that Charles Darwin was devising and then publishing his theory of evolution.
So thereβs kind of a weird marriage between evolution as progress and technological change as progress, and what drops out of that are all other, earlier notions of progress, which chiefly involve moral progressΒ β like, things are getting better because people are becoming better, or things are getting better because people are more free.Β
There are a lot of other ways we might think about progress, but what dominates today is this 19th-century notion of technological progress as the only kind of progress, and therefore all technological change is progress, as opposed to β objectively, itβs only progress if things are getting better.
But in any event, that confluence in the 19th century of the idea of technological progress and the idea of evolution meant that people who were thinking clearly were like, βWell, if the machines keep getting better and faster and able to do more things β not just labor, but maybe talk or think or move around β what if they evolve to become better at everything than we are? Not just better at running a loom, not just faster at moving through time and space like a railroad car?β And with that grew an incredible anxiety that found form in science fiction again and again and again and again and again.
My favorite one of these stories was published, I think, in 1909 by E. M. Forster, right around when he was writing βA Room with a View.β He wrote this story called βThe Machine Stops,β which could be subtitled, βThe Room Without a View.β He imagines a near future in which everybody just lives in these rooms, these little cells. You never see other people because everything you need comes right to your room. Itβs like DoorDash, your food is delivered, you have a screen where you can communicate with other people. All your needs are met.Β
The thing that people fear most is the natural world. No one wants to ever see the sun, itβs a little βMatrixβ-y, and they all worship the machine that organizes their lives and brings to them in their cubby-like rooms all the things that they need. The story is about, βHumans have become essentially slaves of the machine, which is stronger, more powerful, and has more capacity than humans do, and humans have lost what capacity they had.β And then the climax of the story is when the machine stops.Β
If readers were to go look at that story, it feels like it could be written today, except that itβs less science fiction-y today than it is the diary of a very unhappy YouTuber.
You connect that thread to some of the folks running companies and arguably running aspects of our government today, like Elon Musk. Essentially, you suggest that theyβre very bad science fiction readers. They read a lot of warning stories, or at least ambivalent stories, as if they were manuals for the future.Β
This is something I wrestle with a reader of science fiction β someone who loves Isaac Asimov, for example. I think itβs true that when Musk or Altman is just unambiguously being like, βYes, this story is a template for what I should do with my company,β thatβs bonkers. But there is [also] this technocratic libertarian thread in science fiction that they are picking up on. Itβs not something that theyβre making up out of whole cloth, right?
Although weirdly, thatβs Heinlein. Thatβs not Asimov, thatβs not Douglas Adams.Β
Sure, there is that thread in science fiction. I donβt know, I guess Bezos is a big Robert Heinlein fan. You could say, βOkay, that lines up well. Theyβre reading it literally, but at least theyβre getting the political message that any rational person could find within that literary work.β
But whatβs funny about Musk is, the stuff he likes actually completely defeats and defies all of his political beliefs.Β
You also say, repeatedly, that the artificial state in its current form is incomplete and doomed to failure. Why is it doomed to failure?
This is something thatβs foreseen in all the science fiction that I discuss.
Itβs not an Asimov story, but itβs one of Asimovβs [favorite] stories from his boyhood [βThe Man Who Awokeβ by Laurence Manning] about a future in which the foresters have defeated the wasters. [β¦] The war that the future humans had was between the wasters, who just figured you could just use everything up and waste it, and the foresters, who really believed in β we would call reforestation and rewilding.
Thatβs generally the tension in these stories. Itβs between the artificial state and the natural world. To erect an artificial state and rule humans within it, you must alienate them from the natural world because you are destroying it. The artificial state will destroy the natural world, and yet it needs the resources of the natural world to run.Β
So, it is doomed in the sense that there is not a possibility that the natural world, a habitable planet β habitable for humans β can survive the full construction and reliance on the devices of the artificial state. Thatβs how the science fiction works, in any event.
Like you said, youβre a historian, not a politician or a futurist. But what do you think the defeat of the artificial state looks like? Is it basically just dismantling all these companies, tearing down the data centers? Or is there a future thatβs more about bringing it under control?
I mean, I donβt have a playbook here, except for the recommendation that we live in a democracy where decisions have to be made in consultation with the governed, and these decisions are not popular.
You see this in all the little data center crises, town to town, county to county, state to state βΒ which are partly a consequence of the decline of local newspapers and the destruction of journalism that has been one of the many consequences of social media, and in the case of Zuckerberg, I think a somewhat intentional consequence.
What you see is a lot of people show up at these town meetings and say, βWe donβt even have housing. We donβt have healthcare. We donβt have jobs. Who said weβre building this data center? I need to know a lot more about it. I need to know what its energy costs are going to be. Tell me about the water consumption. Are there going to be jobs? Are the jobs going to be long lasting? Are they just going to be for six months? Whatβs going to happen to the egrets that live in this area?β Whatever it is that people want to know.
More and more, you see people are β like in the Salt Lake example, where well over 70% of the people really were opposed to this data center, and their representatives supported it. Thatβs not representing the people. I think there are political costs, and weβll begin to see those at elections.
Or maybe we wonβt. Enough of democratic functioning has to be intact for people to actually be able to respond to malfeasance on the part of their representatives.
Part of your thinking about [the artificial state] started with this great piece you wrote more than a decade ago for The New Yorker, about Clayton Christensen, critiquing his idea of the innovatorβs dilemma and disruptive innovation β which is very closely associated with TechCrunch, because we have a big conference called Disrupt.
Ten years on, how do you feel about that idea of disruptive innovation?
I stand by everything in that piece. [At the time, Lepore wrote, βDisruptive innovation is a theory about why businesses fail. Itβs not more than that. It doesnβt explain change. Itβs not a law of nature.β Christensen responded that Lepore broke βall the rules of scholarship that she accused me of breaking.β]
I reread it last summer when I was working on this book. What I would say here is, trying to be a peaceable human being, I think it really is a problem that historians have not engaged with these ideas. One of the reasons I wrote that article about disruptive innovationΒ β which was not an idea of mine, it was an assignment [β¦]Β β was because I just felt like, βDisruptive innovation is a theory of history. Itβs a theory of historical change, and itβs based on evidence from the archives.β And I just thought, as a historian, it makes no sense. His use of evidence is completely unacceptable by any proper understanding of historical method. Its argument is in conversation with no meaningful understanding of how change happens.
So I went and redid the research, and it just did not stand up at all. I felt like I had to write it. And I wish that I felt like there were more engagement, in the years since, of academic historians thinking through the nature of change β which are questions that genuinely and authentically interest people who are involved in developing new technologies.Β
People really want to think [about], βWhat is this? What am I doing? What are going to be the consequences? Is there anything I could learn from history? What happened when the automobile replaced the horse? What happened to the law? How did we end up with driverβs licenses? How did we end up with traffic law? We didnβt have traffic rules before the automobile. We didnβt have certain kinds of insurance systems. We didnβt have driverβs tests. How did those things emerge? How did [we develop] those guardrails on a technology that was tremendously exciting, improved peopleβs lives in many many ways, utterly changed the landscape, revolutionized tort law? Maybe I should think about that.β
I just wish that historians were more in conversation with technologists over these years, and with entrepreneurs. Not just because we can stand around and say, βYou know, I have a lecture to offer you on history,β but I think thereβs a real conversation to be had.Β
All of which is just to say, thanks for having me on.
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